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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$13,666
+16,667 vol
$0.82 each 		994,226
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-10,933.06
-13,333 vol
$0.82 each 		1,086,111
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-6,833.06
-8,333 vol
$0.82 each 		1,099,444
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-13,666.94
-16,667 vol
$0.82 each 		1,107,777
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$10,933
+13,333 vol
$0.82 each 		1,015,892
Filed 2018-05-17
Tx date 2018-05-14 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$6,833
+8,333 vol
$0.82 each 		1,002,559
Filed 2018-03-07
Tx date 2018-03-02 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$99,999
+28,564 vol
$3.50 each 		28,564
Filed 2018-03-07
Tx date 2016-10-03 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-03-06
Tx date 2017-05-24 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-13,666.94
-16,667 vol
$0.82 each 		1,146,111
Filed 2018-03-06
Tx date 2017-05-24 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$13,666
+16,667 vol
$0.82 each 		955,892
Filed 2017-08-15
Tx date 2017-08-11 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$6,833
+8,334 vol
$0.82 each 		947,559
Filed 2017-08-15
Tx date 2017-08-11 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-11,466.38
-13,333 vol
$0.86 each 		1,141,111
Filed 2017-08-15
Tx date 2017-08-11 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-6,833.88
-8,334 vol
$0.82 each 		1,154,444
Filed 2017-08-15
Tx date 2017-08-11 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$11,466
+13,333 vol
$0.86 each 		960,892
Filed 2017-03-14
Tx date 2017-03-09 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$700,000
+200,000 vol
$3.50 each 		1,162,778
Filed 2016-12-06
Tx date 2016-12-06 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$46,650
+15,000 vol
$3.11 each 		918,475
Filed 2016-12-06
Tx date 2016-12-06 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$47,100
+15,000 vol
$3.14 each 		939,225
Filed 2016-12-06
Tx date 2016-12-06 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$17,997
+5,750 vol
$3.13 each 		924,225
Filed 2016-11-25
Tx date 2016-11-22 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$996,859
+315,462 vol
$3.16 each 		746,375
Filed 2016-11-24
Tx date 2016-11-23 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$30,900
+10,000 vol
$3.09 each 		455,913
Filed 2016-11-24
Tx date 2016-11-23 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$15,475
+5,000 vol
$3.10 each 		460,913
Filed 2016-11-24
Tx date 2016-11-23 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$15,250
+5,000 vol
$3.05 each 		435,913
Filed 2016-11-24
Tx date 2016-11-23 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$30,850
+10,000 vol
$3.08 each 		445,913
Filed 2016-11-24
Tx date 2016-11-23 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$108,500
+35,000 vol
$3.10 each 		495,913
Filed 2016-11-24
Tx date 2016-11-24 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$266,815
+85,000 vol
$3.14 each 		580,913
Filed 2016-11-24
Tx date 2016-11-24 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$22,400
+7,100 vol
$3.15 each 		588,013
Filed 2016-11-21
Tx date 2016-11-16 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$1,350,000
+500,000 vol
$2.70 each 		962,778
Filed 2016-10-26
Tx date 2016-10-03 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		462,778
Filed 2016-10-17
Tx date 2016-10-03 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		430,913
Filed 2016-10-17
Tx date 2016-10-03 		$ECN
ECN Capital Corp. 		Sands, John Stephen
5 - Senior Officer of Issuer
Holder: Bonnie Sands (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		7,000
Filed 2016-06-29
Tx date 2016-06-27 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$67,635
+5,000 vol
$13.53 each 		430,913
Filed 2016-03-16
Tx date 2016-03-14 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$202,010
+13,405 vol
$15.07 each
Filed 2016-03-16
Tx date 2016-03-14 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash 		$-202,010.669
-13,405 vol
$15.07 each 		13,362
Filed 2016-03-14
Tx date 2016-03-14 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$202,010
+13,405 vol
$15.07 each 		40,172
Filed 2015-11-27
Tx date 2015-11-25 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$52,720
+21,088 vol
$2.50 each 		425,913
Filed 2015-11-27
Tx date 2015-11-25 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-52,720
-21,088 vol
$2.50 each 		473,322
Filed 2015-11-18
Tx date 2015-11-17 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash 		$-232,283.3352
-13,384 vol
$17.36 each 		26,767
Filed 2015-11-12
Tx date 2015-03-16 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$44,284
+10,544 vol
$4.20 each
Filed 2015-11-12
Tx date 2015-03-16 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-26,360
-10,544 vol
$2.50 each 		494,410
Filed 2015-11-12
Tx date 2015-03-16 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-26,360
-10,544 vol
$2.50 each
Filed 2015-11-12
Tx date 2015-11-11 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$140,966
+7,870 vol
$17.91 each 		404,825
Filed 2015-11-12
Tx date 2015-03-16 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$44,284
+10,544 vol
$4.20 each 		391,955
Filed 2015-10-05
Tx date 2015-09-30 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$756,007
+40,151 vol
$18.83 each 		40,151
Filed 2015-09-02
Tx date 2015-08-31 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Subscription Receipts
36 - Conversion or exchange
-5,000 vol 		0
Filed 2015-09-02
Tx date 2015-08-31 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange
+5,000 vol 		386,411
Filed 2015-05-29
Tx date 2015-05-29 		$EFN
Element Financial Corporation 		Sands, John Stephen
5 - Senior Officer of Issuer
Direct Ownership
Subscription Receipts
15 - Acquisition or disposition under a prospectus 		$85,000
+5,000 vol
$17.00 each 		5,000